Fingerlakes Wealth Management, Inc.

RIASEC Registered
Total AUM
$285M
Discretionary
$285M
100% of AUM
Avg account
$215K
Accounts
1,328
Employees
4
Advisory reps
4

Firm details

Headquarters
Ithaca, New York
CRD number
149709
Registered since
March 31, 2009
Website
www.fingerlakeswm.com
Custodians
CHARLES SCHWAB & CO., INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI57.9%
  • Individuals38.77%
  • Pension & Profit Sharing Plans2.54%
  • Charitable Organizations0.55%
  • Corporations / Businesses0.23%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Fingerlakes Wealth Management, Inc. is an independent, privately held registered investment adviser that has been SEC-registered since 2009. The firm serves both individual and family clients as well as institutional mandates and describes itself as a capital allocator that uses a mix of fee models (percentage of AUM, hourly and fixed fees). Core advisory services reported include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and the selection of other advisers. The firm identifies itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 72%, Exchange Traded Equities 20%, Cash & Cash Equivalents 5%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%72%
  • Public Funds/Mutual Funds72%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents5%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

3 of 4
  • Susan Mccormick

    Susan Mccormick

    Managing PartnerCRD 3074871

  • Marshall Mccormick

    Marshall Mccormick

    Managing PartnerCRD 6218131

  • Melissa Vanderhoof

    Melissa Vanderhoof

    Managing PartnerCRD 4212452

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 92

Active vs passive

$189M in ETFs

Passive

94%

$179M

Active

<1%

$10.8M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD WORLD FUND (MGK)VanguardPassiveLarge Growth$12.8M145,5536.76%
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Location

Primary office

Ithaca, NY

Tompkins

Location

Ithaca, NY

Headquartered in Ithaca, NY, anchoring the Ithaca-Cortland, NY metro in the Northeast.

Metro area
Ithaca-Cortland, NY
Region
Northeast
County
Tompkins
Address
450 N Aurora St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth