FINGERLAKES WEALTH MANAGEMENT, INC.
Firm details
- Headquarters
- ITHACA, New York
- CRD number
- 149709
- Registered since
- March 31, 2009
- Website
- www.fingerlakeswm.com
- Custodians
- CHARLES SCHWAB & CO., INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI57.9%
- Individuals38.77%
- Pension & Profit Sharing Plans2.54%
- Charitable Organizations0.55%
- Corporations / Businesses0.23%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Fingerlakes Wealth Management, Inc. is a privately owned advisory firm that has been SEC-registered since 2009. The firm serves both individual/family and institutional clients and positions itself as a capital allocator that provides a mix of financial planning, portfolio management for individuals and businesses, pension consulting-related services, and the selection of third-party advisers. Its fee model is a combination of percentage-of-AUM billing plus hourly and fixed-fee arrangements. Fingerlakes identifies as an active ESG investor and maintains affiliations with a broker-dealer and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds72%
- Exchange Traded Equities20%
- Cash & Cash Equivalents5%
- US Government Bonds1%
- State & Local Bonds1%
Contacts
3 of 4MELISSA VANDERHOOF
Managing PartnerCRD 4212452
SUSAN MCCORMICK
Managing PartnerCRD 3074871
KSENIA TRIKOZ
Client Service ManagerCRD 5545294
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 82Active vs passive
$150M in ETFs
94%
$141M
<1%
$9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD WORLD FUND (MGK) | Vanguard | Passive | Large Growth | $10.4M | 28,184 | 6.90% |
Location
ITHACA, NY
TOMPKINS
Location
ITHACA, NY
Headquartered in ITHACA, NY, anchoring the Ithaca-Cortland, NY metro in the Northeast.
- Metro area
- Ithaca-Cortland, NY
- Region
- Northeast
- County
- TOMPKINS
- Address
- 450 N Aurora St
- Time zone
- ET (UTC-5)
- Office locations
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