Findec Wealth Services, Inc.

RIASEC Registered

Total AUM

$628M

Discretionary

$628M

100% of AUM

Avg account

$764K

Accounts

822

Employees

Advisory reps

Firm details

Headquarters: Stockton, California
CRD number: 311949
Registered since: January 11, 2021
Website: findec.com
Custodians: CHARLES SCHWAB & CO., INC., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans78.07%
HNWI10.43%
Individuals8.69%
State / Municipal Government2.51%
Charitable Organizations0.22%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Findec Wealth Services, Inc. is an independent registered investment adviser focused on serving individuals, families and institutional clients with financial planning and discretionary portfolio management. The firm provides planning and investment management for individuals and small businesses, manages portfolios for businesses and institutions, and offers pension consulting services. Fee arrangements include a percentage of assets under management as well as hourly and fixed-fee engagements. Findec is SEC-registered (registered in 2021) and operates as a domestic entity/individual-owned corporation. The adviser does not present itself as an ESG investor.