Finco Investment Services, Inc.

RIASEC Registered
Total AUM
$50.4M
Discretionary
$50.4M
100% of AUM
Avg account
$293K
Accounts
172
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
163491
Custodians
TRADE-PMR INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI78.91%
  • Individuals21.09%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Finco Investment Services, Inc. is an independent registered investment adviser organized as a corporation and owned by an individual. The firm focuses on serving individual and family clients, providing financial planning and portfolio management for individuals and small businesses. Its billing arrangements include a percentage-of-AUM fee and hourly charges. Finco does not identify as an active ESG investor, is not a multi-state adviser, and does not present itself as a pension consultant or capital allocator.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Exchange Traded Equities 6%, Cash & Cash Equivalents 6%, Other 3%85%
  • Public Funds/Mutual Funds85%
  • Exchange Traded Equities6%
  • Cash & Cash Equivalents6%
  • Other3%

Contacts

1 of 1
  • Raymond Kelsey

    President & Investment Advisor RepresentativeCRD 4992820

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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