FINANCIALLY SPEAKING INC

RIASEC RegisteredEst. 1991
Total AUM
$165M
Discretionary
$160M
97% of AUM
Avg account
$277K
Accounts
595
Employees
5
Advisory reps
3

Firm details

Headquarters
GREENWOOD VILLAGE, Colorado
CRD number
106255
Registered since
June 6, 1991
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Financially Speaking Inc is an independent, owner-operated registered investment adviser that has been SEC-registered since 1991. The firm serves individual and family clients, providing comprehensive financial planning, discretionary portfolio management for individuals and small businesses, and education through seminars and workshops. Its fee arrangements include both asset-based fees and fixed fees. The adviser does not position itself as a capital allocator and does not report active ESG investing or multi-state adviser status. Services appear focused on client-facing planning and portfolio implementation rather than institutional or pension consulting.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 78%, Public Funds/Mutual Funds 14%, Cash & Cash Equivalents 8%78%
  • Exchange Traded Equities78%
  • Public Funds/Mutual Funds14%
  • Cash & Cash Equivalents8%

Contacts

3 of 3
  • PHILIP LUCCOCK

    OwnerCRD 1212096

  • STACY MYERS

    Principal & Financial PlannerCRD 4930086

  • DANIEL LUCCOCK

    PrincipalCRD 5504489

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 35

Active vs passive

$16.4M in ETFs

Passive

53%

$8.7M

Active

47%

$7.7M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN ULTRA-SHORT INCOME ETF (JPST)JP MorganActiveUltrashort Bond$7.5M149,07346.05%

Location

Primary office

GREENWOOD VILLAGE, CO

ARAPAHOE

Location

GREENWOOD VILLAGE, CO

Headquartered in GREENWOOD VILLAGE, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
ARAPAHOE
Address
5889 Greenwood Plaza Blvd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth