Financial Strategies, LLC
Firm details
- Headquarters
- ,
- CRD number
- 165357
- Fee structure
- Percentage of AUM
- Client types
- HNWI88%
- Individuals12%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Financial Strategies, LLC is a small, independent registered investment adviser structured as a limited liability company and owned by an individual. The firm serves individual and family clients on a fee‑based basis (percentage of assets under management) and focuses on delivering financial planning, portfolio management for individuals and small businesses, and manager selection services. The firm identifies as a capital allocator, which signals that it places client assets into external managers and strategies in addition to running in‑house portfolios. It is not flagged as an active ESG investor and is not a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities52%
- Investment Grade Corp Bonds14%
- US Government Bonds10%
- State & Local Bonds10%
- Cash & Cash Equivalents10%
Contacts
1 of 1
Elizabeth Pleck
PrincipalCRD 1661425
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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