FINANCIAL SOLUTIONS ASSOCIATES

RIASEC RegisteredEst. 2021
Total AUM
$172M
Discretionary
$172M
100% of AUM
Avg account
$302K
Accounts
570
Employees
2
Advisory reps
2

Firm details

Headquarters
DEDHAM, Massachusetts
CRD number
130397
Registered since
July 26, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI76.48%
  • Individuals23.52%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Solutions Associates is an independent registered investment adviser organized as an LLC and owned by an individual. The firm registered with the SEC in 2021 and focuses on serving individuals and families. Its advisory work centers on financial planning and portfolio management for individuals and small businesses. Billing is flexible: the firm charges a percentage of assets under management and can also use hourly or fixed fees for advisory engagements. Financial Solutions Associates reports that it is not an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant. Its operating posture is that of a small, client-facing RIA rather than a multi-product platform or affiliated advisory network.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 62%, Other 36%, Exchange Traded Equities 1%, Cash & Cash Equivalents 1%62%
  • Public Funds/Mutual Funds62%
  • Other36%
  • Exchange Traded Equities1%
  • Cash & Cash Equivalents1%

Contacts

2 of 2
  • BARNET GOVERMAN

    AMP Financial AdvisorCRD 1939080

  • Brett Goverman

    Financial AdvisorCRD 6606767

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DEDHAM, MA

NORFOLK

Location

DEDHAM, MA

Headquartered in DEDHAM, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
NORFOLK
Address
990 Washington St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth