FINANCIAL ROUNDS

Overview

Financial Rounds is an independent, owner-operated RIA that manages concentrated equity exposure for individual and family clients while providing fee-based financial planning and adviser selection services. The firm favors equities as its primary allocation, running separately managed and pooled equity exposures alongside traditional mutual funds. Advisory work covers portfolio management for individuals and small businesses, financial planning, pension consulting, and the selection of outside advisers — indicating a mix of discretionary portfolio management and advisor-of-advisors activity. Fee structures are flexible, including percentage-of-AUM, hourly, and fixed-fee arrangements. The firm does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices