Financial Prosperity, Inc.

Overview

Financial Prosperity, Inc. is an independent, owner-managed registered investment adviser that serves individuals and families with an emphasis on financial planning and portfolio management for individuals and small businesses. The firm charges both a percentage of assets under management and flat fees, and operates with fully discretionary authority over client portfolios. Its stated investment preference is equities, and public, exchange-traded instruments appear to be the primary vehicle for implementing that preference. The firm is not positioned as an ESG investor, it does not act as a pension consultant or related adviser, and it maintains an affiliation with an insurance company as part of its industry relationships. Portfolio construction centers on listed securities and exchange-traded products, supplemented by third-party alternative managers. The combination of discretionary management, a small client base, and a single-office footprint points to a boutique advisory model that emphasizes customized equity exposure and tactical use of alternative funds to address income, diversification and downside risk.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices