Financial Prescriptions, LLC

Overview

Financial Prescriptions, LLC is a small, independent registered investment adviser organized as an LLC and run by an individual owner. The firm focuses on serving individual and family clients with financial planning and portfolio management for individuals and small businesses. Its business model combines fee-based portfolio advice (percentage of AUM) with hourly planning work, and the firm also engages in selecting outside advisers and publishing periodic newsletters. Investment activity centers on liquid public-markets exposure, with a clear preference for equities. The adviser acts as a capital allocator when needed, directing client capital into third-party managers for alternative strategies rather than running those strategies in-house. Portfolios appear to be managed on a primarily non-discretionary basis, and the firm is not positioned as an ESG-focused or multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices