Financial Planning Services

Overview

Financial Planning Services is a small, independent RIA run as a sole proprietorship that focuses on financial planning and portfolio management for individuals, families and small businesses. The firm operates on a percentage-of-AUM fee model and combines advisory work with accounting services, which suggests integrated tax and planning conversations drive portfolio decisions. Investment activity shows a clear equity tilt, with the firm allocating the majority of client assets toward non-exchange traded equity positions rather than broad passive ETF strategies. The adviser manages client relationships on a discretionary basis, providing customized portfolios for a relatively small roster of clients. The firm does not position itself as an ESG investor, is not set up as a multi-state adviser, and does not act as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices