Financial Planning & Management, LLC

Overview

Financial Planning & Management, LLC is a small, independent registered investment adviser operating as a limited liability company and run under individual ownership. The firm focuses on financial planning and discretionary portfolio management for individuals, families and small businesses, and also operates as an insurance broker and provides pension consulting services. Its advisory model is fee-based (percentage of assets under management), and the firm manages all reported assets on a discretionary basis. Investment activity is equity-forward: the firm shows a clear preference for exchange-traded equities and implements equity exposures through liquid, market-traded instruments. Given the handful of clients and the account structure, investment management is likely delivered in a personalized, boutique manner — customized plans and portfolios rather than pooled funds or large-scale capital allocation. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices