Financial Plan, Inc.
Firm details
- Headquarters
- Bellingham, Washington
- CRD number
- 116073
- Registered since
- November 15, 2012
- Website
- financialplaninc.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI67.56%
- Individuals31.87%
- Charitable Organizations0.57%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Financial Plan, Inc. is an independent, SEC-registered registered investment adviser organized as a corporation and in operation since 2012. The firm is owned by an individual and serves both individual/family and institutional clients. Its advisory work centers on financial planning and portfolio management for individuals and small businesses. Compensation comes primarily from percentage-of-AUM fees and hourly charges. The firm does not identify as an active ESG investor, is not a multi-state adviser under its internal classification, and does not operate as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Exchange Traded Equities3%
- Cash & Cash Equivalents2%
- Non-Exchange Traded Equities1%
- US Government Bonds1%
Owners & executives
2 of 2
James Twining
Founder & CEOCRD 1225894
William Wolf
Chief Investment OfficerCRD 5759493
Contacts
3 of 11
Andrew Zender
Associate AdvisorCRD 7245389
Lydia Lok
Financial ParaplannerCRD 6583198
Nathan Twining
Lead AdvisorCRD 6142269
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 73Active vs passive
$1.1B in ETFs
17%
$180M
83%
$879M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| AVANTIS US EQUITY ETF (AVUS) | Avantis | Active | Large Blend | $183M | 1,428,195 | 17.28% |
Location
Bellingham, WA
Whatcom
Location
Bellingham, WA
Headquartered in Bellingham, WA, in the West of the United States.
- Region
- West
- County
- Whatcom
- Address
- 11 Bellwether Way
- Time zone
- PT (UTC-8)
- Office locations
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