Financial Partners, Inc.

RIASEC Registered
Total AUM
$11.5M
Discretionary
$0
0% of AUM
Avg account
$2.9M
Accounts
4
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
331728
Custodians
MUTUAL OF OMAHA, INTERACTIVE BROKERS LLC, LINCOLN FINANCIAL DISTRIBUTORS, INC., ASSETMARK TRUST CO.
Fee structure
Percentage of AUM
Client types
  • Pension & Profit Sharing Plans69.57%
  • Individuals30.43%
Services
Pension Consulting

Firm profile

FINTRX

Overview

Financial Partners, Inc. is an independent registered investment adviser structured as a corporation and owned by an individual. The firm generates advisory fees on a percentage-of-AUM basis and also operates as an insurance broker. Its stated advisory activity includes pension consulting services. The firm does not identify as a capital allocator, does not report active ESG investing activity, and is not designated as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 40%, Other 35%, Exchange Traded Equities 20%, Cash & Cash Equivalents 5%40%
  • Non-Exchange Traded Equities40%
  • Other35%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • Richard Dixon

    PresidentCRD 830736

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth