FINANCIAL HARVEST WEALTH ADVISORS

RIASEC RegisteredEst. 2018
Total AUM
$557M
Discretionary
$557M
100% of AUM
Avg account
$399K
Accounts
1,397
Employees
9
Advisory reps
6

Firm details

Headquarters
WINTER PARK, Florida
CRD number
148271
Registered since
January 2, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI87.45%
  • Individuals12.55%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Financial Harvest Wealth Advisors is an independent, SEC-registered RIA organized as an LLC and operating since 2018. The firm is individually owned and positions itself as a retail-focused wealth manager and capital allocator for individuals and families. Its advisory offering blends financial planning, portfolio management for individuals and small businesses, and the selection/oversight of other advisers. Client billing uses a mix of percentage-of-AUM, hourly charges, and fixed fees, and the firm also operates as an insurance broker. Financial Harvest does not identify as an active ESG investor and is not reported as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Exchange Traded Equities 32%, Cash & Cash Equivalents 1%67%
  • Public Funds/Mutual Funds67%
  • Exchange Traded Equities32%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • DAVID WITTER

    Founder and CEOCRD 4519401

Contacts

3 of 5
  • NANCY WITTER

    PRINCIPAL & WEALTH ADVISORCRD 4553458

  • NICOLE HALWEG

    Portfolio TraderCRD 4859021

  • KELLEN WILLIAMS

    Principal and Wealth AdvisorCRD 6626126

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$152M in ETFs

Passive

5%

$7.9M

Active

92%

$144M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US TARGETED VALUE ETF (DFAT)DimensionalActiveSmall Value$31.7M507,63420.81%

Location

Primary office

WINTER PARK, FL

ORANGE

Location

WINTER PARK, FL

Headquartered in WINTER PARK, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
ORANGE
Address
1091 W Morse Blvd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth