Financial Guidance Group, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 108799
- Registered since
- February 6, 2015
- Website
- fgginc.com
- Custodians
- SHAREHOLDERS SERVICE GROUP, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI73.62%
- Individuals25.39%
- Pension & Profit Sharing Plans0.99%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Financial Guidance Group, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered since 2015. The firm is owner-operated and serves both individual and family clients as well as institutional clients. Its advisory mandate emphasizes financial planning, portfolio management for individuals and small businesses, and pension consulting services. Fee arrangements are mixed: percentage of assets under management, hourly fees, and fixed fees. The firm does not position itself as a capital allocator and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Cash & Cash Equivalents5%
- US Government Bonds2%
- Public Funds/Mutual Funds2%
- State & Local Bonds1%
Owners & executives
1 of 1
Christoph Von Dem Bussche
CEOCRD 4649547
Contacts
2 of 2
Carl Von Dem Bussche
PresidentCRD 4578674
Carl Von Dem Bussche (sr)
Founder & ChairmanCRD 843581
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 88Active vs passive
$336M in ETFs
68%
$230M
24%
$106M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $23.7M | 32,154 | 7.05% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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