FINANCIAL DISCOVERY

RIASEC RegisteredEst. 2024
Total AUM
$118M
Discretionary
$118M
100% of AUM
Avg account
$345K
Accounts
343
Employees
3
Advisory reps
3

Firm details

Headquarters
Atlanta, Georgia
CRD number
125383
Registered since
April 23, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI86.74%
  • Individuals13.26%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Discovery is an independent registered investment adviser operating as a corporation and owned by an individual. The firm registered with the SEC in 2024 and concentrates on serving individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its fee model combines percentage-of-AUM charges with fixed fees. FINTRX classifies the adviser as not being a capital allocator and not an active ESG investor; it is also not a multi-state adviser. The firm lists an accountant as an industry affiliation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 72%, US Government Bonds 15%, State & Local Bonds 6%, Exchange Traded Equities 5%, Cash & Cash Equivalents 2%72%
  • Private Funds72%
  • US Government Bonds15%
  • State & Local Bonds6%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents2%

Contacts

3 of 3
  • NICOLE WRIGHT

    Financial PlannerCRD 6094950

  • GALINA COURSON

    PrincipalCRD 5922043

  • JOHN HUBER

    PrincipalCRD 5770159

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 24

Active vs passive

$66.8M in ETFs

Passive

86%

$57.4M

Active

14%

$9.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV)BlackRockPassiveUltrashort Bond$12.2M121,33118.27%

Location

Primary office

Atlanta, GA

FULTON

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
200 Ashford Ctr N
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth