FINANCIAL COMPASS CORPORATION

RIASEC Registered
Total AUM
$34.9M
Discretionary
$34.9M
100% of AUM
Avg account
$175K
Accounts
200
Employees
3
Advisory reps
2

Firm details

Headquarters
EDEN PRAIRIE, Minnesota
CRD number
134754
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Compass Corporation is an independent registered investment adviser owned by an individual and focused on serving individuals and families. Its advisory model centers on financial planning and portfolio management for individuals and small businesses. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements and other fee structures. Filings indicate the firm is not a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 99%, Cash & Cash Equivalents 1%99%
  • Public Funds/Mutual Funds99%
  • Cash & Cash Equivalents1%

Contacts

2 of 2
  • Jonathan Speltz

    Associate AdvisorCRD 8186422

  • ROBERT DAVIS

    Financial AdvisorCRD 2982973

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

EDEN PRAIRIE, MN

HENNEPIN

Location

EDEN PRAIRIE, MN

Headquartered in EDEN PRAIRIE, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
7510 Market Place Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth