FINANCIAL ADVISORS NETWORK, INC.

RIASEC RegisteredEst. 2012
Total AUM
$1.1B
Discretionary
$1B
94% of AUM
Avg account
$277K
Accounts
3,992
Employees
22
Advisory reps
13

Firm details

Headquarters
TUSTIN, California
CRD number
152083
Registered since
March 28, 2012
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI83.68%
  • Individuals15.83%
  • Pension & Profit Sharing Plans0.49%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Financial Advisors Network, Inc. is an independent registered investment adviser, operating since 2012 and owned as a domestic entity/individual. The firm serves both individual and family clients as well as institutional clients, providing financial planning, portfolio management for individuals and small businesses, pension consulting services, and educational seminars/workshops. Its fees include asset-based charges as well as hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor and is not structured as a multi-state adviser or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 62%, Exchange Traded Equities 24%, Cash & Cash Equivalents 5%, Other 5%, US Government Bonds 4%62%
  • Public Funds/Mutual Funds62%
  • Exchange Traded Equities24%
  • Cash & Cash Equivalents5%
  • Other5%
  • US Government Bonds4%

Owners & executives

1 of 1
  • BRIAN DOUGLASS

    Chief Compliance OfficerCRD 1406770

Contacts

3 of 12
  • GABRIELLA PEREZ

    Financial AdvisorCRD 6342349

  • ROD KAMPS

    CFP®CRD 2293492

  • JOSEPH PENCE

    Financial AdvisorCRD 2955554

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 54

Active vs passive

$520M in ETFs

Passive

100%

$519M

Active

0%

$520K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL BOND MARKET INDEX FUND (BND)VanguardPassiveIntermediate Core Bond$95.3M1,294,62918.35%

Location

Primary office

TUSTIN, CA

ORANGE

Location

TUSTIN, CA

Headquartered in TUSTIN, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
1432 Edinger Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth