FILIPPINI INVESTMENT ADVISORY

Overview

Filippini Investment Advisory is a small, independent registered investment adviser organized as an LLC and owned by an individual. It serves a mix of individual and family clients alongside institutional and small-business accounts. The firm offers fee arrangements that include a percentage of assets under management, hourly fees and fixed-fee engagements, and its advisory scope emphasizes financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and the publication of periodicals or newsletters. Investment activity is weighted toward publicly available pooled vehicles — mutual funds and other public fund structures — but the firm also deploys capital into third-party alternative managers. Filippini Investment Advisory reports no active ESG program and operates primarily on a non-discretionary basis, indicating a consultative model where clients retain final execution authority in many relationships. The firm also lists a real estate broker affiliation, which informs how it sources or evaluates real estate opportunities.

Assets & Accounts

Investments & Alternatives

Location & Offices