FIDELIS IM
Firm details
- Headquarters
- MEDFORD, Oregon
- CRD number
- 162985
- Registered since
- April 7, 2020
- Website
- fidelisim.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI52.55%
- Pension & Profit Sharing Plans27.86%
- Individuals19.59%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Fidelis Im is an independent registered investment adviser organized as an LLC and SEC-registered since 2020. Ownership is listed as an individual, and the firm serves both individual/family and institutional clients. Its advisory services focus on financial planning and portfolio management for individuals and small businesses. Fees are charged as a percentage of assets under management and via fixed-fee arrangements. The firm is not classified as a capital allocator and does not characterize itself as an active ESG investor. It also reports a single-state registration posture rather than a multi-state footprint. Investment activity appears driven primarily by public funds and mutual funds, supplemented with targeted allocations to real estate-related alternative vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds94%
- Exchange Traded Equities3%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Contacts
2 of 2KEEGAN DENN
PresidentCRD 5783555
TRACY RICHARDS
PartnerCRD 6041222
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$259M in ETFs
85%
$221M
0%
$38.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP ETF (SCHX) | Schwab | Passive | Large Blend | $40.7M | 1,588,906 | 15.72% |
Location
MEDFORD, OR
JACKSON
Location
MEDFORD, OR
Headquartered in MEDFORD, OR, anchoring the Medford-Grants Pass, OR metro in the West.
- Metro area
- Medford-Grants Pass, OR
- Region
- West
- County
- JACKSON
- Address
- 2950 E Barnett Rd
- Time zone
- PT (UTC-8)
- Office locations
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