FI3 FINANCIAL ADVISORS, LLC
Firm details
- Headquarters
- INDIANAPOLIS, Indiana
- CRD number
- 168005
- Registered since
- May 14, 2018
- Website
- www.fi3advisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI93.96%
- Individuals2.65%
- Charitable Organizations2.33%
- Pension & Profit Sharing Plans0.72%
- Corporations / Businesses0.34%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
FI3 Financial Advisors, LLC is an independent, individually owned registered investment adviser that began SEC registration in 2018. The firm operates as a capital allocator and serves both individual/family and institutional clients. Its fee arrangements include a percentage-of-assets component alongside fixed fees and other billing structures. The firm’s advisory scope, as described in its filings, covers comprehensive financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting services. FI3 does not identify as an active ESG investor in its disclosures and is not designated as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities14%
- Cash & Cash Equivalents12%
- Other12%
- State & Local Bonds9%
Owners & executives
1 of 1ANDREW WARNING
Chief Compliance OfficerCRD 3211861
Contacts
3 of 10AMY HLAVACEK
DirectorCRD 7189430
Dylan Hamerin
Data AnalystCRD 8213938
Thays Rodrigues Cardoso
Wealth AdvisorCRD 7148825
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 35Active vs passive
$207M in ETFs
98%
$203M
2%
$3.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $50M | 76,471 | 24.12% |
Location
INDIANAPOLIS, IN
MARION
Location
INDIANAPOLIS, IN
Headquartered in INDIANAPOLIS, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- MARION
- Address
- 8900 Keystone Xing
- Time zone
- ET (UTC-5)
- Office locations
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