FI3 Financial Advisors, LLC
Firm details
- Headquarters
- Indianapolis, Indiana
- CRD number
- 168005
- Registered since
- May 14, 2018
- Website
- www.fi3advisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI93.96%
- Individuals2.65%
- Charitable Organizations2.33%
- Pension & Profit Sharing Plans0.72%
- Corporations / Businesses0.34%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
FI3 Financial Advisors, LLC is an independent, individually owned RIA organized as an LLC and registered with the SEC in 2018. The firm acts as a capital allocator for both individual & family clients and institutional accounts, offering a mix of fee arrangements (percentage of AUM, fixed fees and other structures). Core advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and selection/oversight of third‑party advisers. FI3 does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities14%
- Cash & Cash Equivalents12%
- Other12%
- State & Local Bonds9%
Owners & executives
1 of 1
Andrew Warning
Chief Compliance OfficerCRD 3211861
Contacts
3 of 9
Amy Hlavacek
DirectorCRD 7189430
Thays Rodrigues Cardoso
Wealth AdvisorCRD 7148825
Samuel Muse
PartnerCRD 6506557
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 35Active vs passive
$207M in ETFs
98%
$203M
2%
$3.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $50M | 76,471 | 24.12% |
Location
Indianapolis, IN
Marion
Location
Indianapolis, IN
Headquartered in Indianapolis, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Marion
- Address
- 8900 Keystone Xing
- Time zone
- ET (UTC-5)
- Office locations
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