FI3 Financial Advisors, LLC
Firm details
- Headquarters
- Indianapolis, Indiana
- CRD number
- 168005
- Registered since
- May 14, 2018
- Website
- www.fi3advisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI93.96%
- Individuals2.65%
- Charitable Organizations2.33%
- Pension & Profit Sharing Plans0.72%
- Corporations / Businesses0.34%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
FI3 Financial Advisors, LLC is an independent, privately owned registered investment adviser that began SEC registration in 2018. The firm serves both individuals/families and institutional clients and operates as a capital allocator, directing client capital to internal portfolios and third-party managers. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. FI3 charges a mix of percentage-of-AUM and fixed fees (plus other fee arrangements) and reports industry relationships with other investment advisers, a trust company and an insurance company. The firm does not identify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities14%
- Cash & Cash Equivalents12%
- Other12%
- State & Local Bonds9%
Owners & executives
1 of 1
Andrew Warning
Chief Compliance OfficerCRD 3211861
Contacts
3 of 9
Michael Emerson
Partner, Senior ConsultantCRD 5539628
Thays Rodrigues Cardoso
Wealth AdvisorCRD 7148825
Samuel Muse
PartnerCRD 6506557
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 38Active vs passive
$184M in ETFs
99%
$182M
1%
$1.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MID-CAP INDEX FUND (VO) | Vanguard | Passive | Mid Cap Blend | $47.9M | 671,664 | 25.96% |
Location
Indianapolis, IN
Marion
Location
Indianapolis, IN
Headquartered in Indianapolis, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Marion
- Address
- 8900 Keystone Xing
- Time zone
- ET (UTC-5)
- Office locations
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