Fermata Advisors
Firm details
- Headquarters
- Sonoma, California
- CRD number
- 305614
- Registered since
- September 30, 2019
- Website
- fermatallc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI44.41%
- Pension & Profit Sharing Plans29.91%
- Individuals23.74%
- Corporations / Businesses0.83%
- Other0.56%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Fermata Advisors is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2019. The firm is individually owned and serves both individual/family clients and institutional accounts. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Its core services are financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm reports affiliations with an accountant and an insurance company. It does not describe itself as an active ESG investor and is not designated as a capital allocator in the provided data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities14%
- Cash & Cash Equivalents8%
- US Government Bonds1%
- State & Local Bonds1%
Contacts
3 of 13
Zachary Paul
Principal & AdvisorCRD 6372655
Mariam Saboori Shamlow
Financial AdvisorCRD 7196051
Mason Moore
Principal AdvisorCRD 6863231
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 182Active vs passive
$409M in ETFs
52%
$213M
39%
$196M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN EQUITY PREMIUM INCOME ETF (JEPI) | JP Morgan | Active | Derivative Income | $13.8M | 243,761 | 3.38% |
Location
Sonoma, CA
Sonoma
Location
Sonoma, CA
Headquartered in Sonoma, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Sonoma
- Address
- 539 Broadway
- Time zone
- PT (UTC-8)
- Office locations
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