FERMATA ADVISORS

RIASEC RegisteredEst. 2019
Total AUM
$1B
Discretionary
$708M
70% of AUM
Avg account
$260K
Accounts
3,879
Employees
27
Advisory reps
14

Firm details

Headquarters
SONOMA, California
CRD number
305614
Registered since
September 30, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI44.41%
  • Pension & Profit Sharing Plans29.91%
  • Individuals23.74%
  • Corporations / Businesses0.83%
  • Other0.56%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Fermata Advisors is an independently owned registered investment adviser organized as an LLC and operating since 2019. The firm serves both individual/family clients and institutional relationships, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fees are a mix of percentage-of-AUM, hourly charges, and fixed fees. Fermata is not identified as a capital allocator and is not an active ESG investor. The firm maintains industry relationships that include accounting and insurance professionals.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, Exchange Traded Equities 14%, Cash & Cash Equivalents 8%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%77%
  • Public Funds/Mutual Funds77%
  • Exchange Traded Equities14%
  • Cash & Cash Equivalents8%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

3 of 14
  • Zachary Paul

    Principal & AdvisorCRD 6372655

  • Mariam Saboori Shamlow

    Financial AdvisorCRD 7196051

  • Mason Moore

    Principal AdvisorCRD 6863231

Unlock 11 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 182

Active vs passive

$409M in ETFs

Passive

52%

$213M

Active

39%

$196M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN EQUITY PREMIUM INCOME ETF (JEPI)JP MorganActiveDerivative Income$13.8M243,7613.38%

Location

Primary office

SONOMA, CA

SONOMA

Location

SONOMA, CA

Headquartered in SONOMA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SONOMA
Address
539 Broadway
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth