FEDERMANN FINANCIAL ADVISORS INC.

RIASEC RegisteredEst. 2010

Total AUM

$108M

Discretionary

$108M

100% of AUM

Avg account

$648K

Accounts

167

Employees

Advisory reps

Firm details

Headquarters: ROCKY POINT, New York
CRD number: 129975
Registered since: April 12, 2010
Website: www.fedadvisors.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI88.3%
Individuals11.7%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Federmann Financial Advisors Inc. is an independent registered investment adviser that focuses on financial planning and portfolio management for individual and small business clients. The firm operates with a fee model that includes a percentage of assets under management, hourly charges and fixed fees, and it concentrates on discretionary portfolio management. Its investment approach favors pooled public vehicles—primarily mutual funds—for core exposures, while also allocating selectively to alternative strategies such as real estate and digital currency through third‑party managers. The firm does not present itself as an ESG‑focused manager and serves a relatively concentrated client base.