FCG INVESTMENT COMPANY
Firm details
- Headquarters
- GERMANTOWN, Tennessee
- CRD number
- 308192
- Registered since
- April 13, 2020
- Website
- fcgtn.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Pension & Profit Sharing Plans49.4%
- HNWI33.53%
- Individuals17.07%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
FCG Investment Company is an independent registered investment adviser organized as a partnership and registered with the SEC in 2020. The firm is owned by an individual and serves both individual/family and institutional clients. Compensation comes from a mix of percentage-of-assets and fixed fees. Core advisory services are financial planning, portfolio management for individuals and small businesses, and pension consulting. FCG does not present itself as a capital allocator and reports it is not an active ESG investor or a multi-state adviser. The firm maintains professional relationships with accountants, law firms, insurance companies and pension consultants for client servicing and referrals.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds66%
- Exchange Traded Equities31%
- US Government Bonds2%
- Investment Grade Corp Bonds1%
Contacts
3 of 10KENNETH RIFFLE
Investment Advisor RepresentativeCRD 1934162
ALSTON WADE
Director of Bank RelationsCRD 4902247
MELLIO SULIPECK
Registered Investment AdvisorCRD 4337962
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 34Active vs passive
$95M in ETFs
55%
$52M
45%
$43M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $22.9M | 35,283 | 24.16% |
Location
GERMANTOWN, TN
SHELBY
Location
GERMANTOWN, TN
Headquartered in GERMANTOWN, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.
- Metro area
- Memphis-Forrest City, TN-MS-AR
- Region
- South
- County
- SHELBY
- Address
- 9040 Gdn Arbor Dr
- Time zone
- CT (UTC-6)
- Office locations
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