FARMERS GATE

Exempt Reporting AdvisorFINRA MemberEst. 2020
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
311382
Registered since
October 26, 2020

Firm profile

FINTRX

Overview

Farmers Gate LLC is a small, privately owned advisory entity that registered with the SEC in 2020. The firm is structured as a limited liability company and is classified as unclassified under its regulatory filing. Farmers Gate does not position itself as a broad-based retail RIA: there are no reported client advisory accounts, and the firm is not identified as an active ESG investor or a multi-state adviser. The firm’s visible investment activity centers on a single private equity vehicle, indicating a focus on illiquid, private-company equity rather than conventional public-market portfolio management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Stephen Smith

    FounderCRD 7306183

  • DANIEL FABIAN

    FounderCRD 3245698

  • Thaddeus Tracy

    FounderCRD 7306181

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1230 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth