Fair Oaks Financial LLC

Overview

Fair Oaks Financial LLC is a small, independent registered investment adviser focused on serving individual and family clients, with additional work for small businesses. The firm operates primarily as a discretionary portfolio manager and financial planning provider, charging a mix of percentage-of-AUM, hourly and fixed fees. Its stated allocation preference is equities; the ADV shows a clear tilt toward exchange-traded securities as the dominant building block across client portfolios. Fair Oaks is not positioned as a capital allocator to third‑party alternative fund managers, and it does not identify as an active ESG investor. Service delivery is boutique and centralized: with a modest asset base and an owner-type listed as an individual, the adviser aims to deliver customized planning and direct portfolio management rather than large-scale institutional or multi-state advisory programs. Custody and operational infrastructure are routed through a single primary custodian, which supports the firm’s emphasis on tradable, liquid public-market exposures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices