F.I.G. Financial Advisory Services, Inc.

RIASEC Registered
Total AUM
$162M
Discretionary
$162M
100% of AUM
Avg account
$301K
Accounts
540
Employees
3
Advisory reps
3

Firm details

Headquarters
Oklahoma City, Oklahoma
CRD number
105506
Registered since
September 28, 2020
Custodians
AXOS CLEARING LLC
Fee structure
Percentage of AUM
Client types
  • HNWI68.51%
  • Individuals31.49%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

F.I.G. Financial Advisory Services, Inc. is an independent, individually owned registered investment adviser that provides financial planning and portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and focuses on working with individual and family clients. F.I.G. Financial Advisory Services has been SEC-registered since 2020. It also lists an industry affiliation with an insurance company and received a Top RIA Firms mention in FA Magazine in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Exchange Traded Equities 15%, Cash & Cash Equivalents 2%83%
  • Public Funds/Mutual Funds83%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents2%

Owners & executives

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Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 56

Active vs passive

$163M in ETFs

Passive

17%

$28.2M

Active

82%

$135M

ETFProviderStyleCategoryValueShares% of portfolio
EVEN HERD LONG SHORT ETF (EHLS)ActiveLong Short Equity$56.6M2,213,67534.73%

Location

Primary office

Oklahoma City, OK

Oklahoma

Location

Oklahoma City, OK

Headquartered in Oklahoma City, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.

Metro area
Oklahoma City-Shawnee, OK
Region
South
County
Oklahoma
Address
14642 Bogert Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth