Exemplar Capital, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Boston, Massachusetts
CRD number
155786
Registered since
January 12, 2012

Firm profile

FINTRX

Overview

Exemplar Capital, LLC is an SEC-registered advisory firm formed as a limited liability company and first registered in 2012. Ownership is listed as a combination of a domestic entity and an individual, and the firm’s internal classification in the snapshot is “Unclassified.” The firm’s FINTRX profile indicates a narrow set of disclosed characteristics: it is not identified as a capital allocator, is not marked as an active ESG investor, and is not designated as a multistate adviser. The snapshot also flags that it is neither a pension consultant nor a related adviser. FINTRX does not provide further detail on the firm’s advisory activities, client segments, fee model, or investment preferences.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Stacey Lavender

    Stacey Lavender

    Chief Compliance OfficerCRD 4365033

Contacts

3 of 6
  • John Van Ermen

    John Van Ermen

    Head of Wealth ManagementCRD 1796264

  • Richard Feldman

    Richard Feldman

    FinOpCRD 2273453

  • Andrew Szabo

    Andrew Szabo

    Managing DirectorCRD 1303597

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
265 Franklin St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth