Eton Advisors

RIASEC RegisteredEst. 2017

Total AUM

$1.9B

Discretionary

$1.4B

75% of AUM

Avg account

$13.1M

Accounts

144

Employees

Advisory reps

Firm details

Headquarters: Chapel Hill, North Carolina
CRD number: 289395
Registered since: August 25, 2017
Website: etonadvisors.com
Custodians: CHARLES SCHWAB & CO., INC., THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: Corporations / Businesses39.62%
HNWI37.5%
Other10.92%
Pooled Investment Vehicles8.25%
Charitable Organizations2.07%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Eton Advisors is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2017. The firm operates as a capital allocator for a mix of individual, family and institutional clients and offers fiduciary services across financial planning, portfolio management for private clients and pooled vehicles, and selection-of-advisers duties. Its fee arrangements include percentage-of-AUM billing alongside fixed and other fee structures. The firm also engages in broker-dealer and commodity-related activities, identifying itself as a CPO/CTA and an “other financial product” salesperson. Eton Advisors publishes client-facing material and lists sponsor and managing-member roles among its industry affiliations, indicating it both selects external managers and sponsors pooled investment vehicles rather than acting solely as an advisory overlay. Eton does not identify as an active ESG investor.