Ethos Strategic Investments

RIASEC Registered
Total AUM
$4.2M
Discretionary
$4.2M
100% of AUM
Avg account
$700K
Accounts
6
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
331831
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI90.48%
  • Individuals9.52%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Ethos Strategic Investments is a limited liability company owned by an individual adviser that provides fee-based wealth management and planning services. The firm lists financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting among its advisory activities. Its client billing mixes asset-based fees with hourly and fixed-fee arrangements. The firm is not identified as an active ESG investor, is not a multi-state adviser, and is not designated as a registered pension consultant despite offering pension consulting services on its activity list.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 21%, Cash & Cash Equivalents 4%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds21%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • Cristin Mcginnis

    Cristin Mcginnis

    Founder & CEOCRD 6622885

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth