Ethical Capital

Overview

Ethical Capital is a small, individual-owned LLC that focuses on portfolio management for individuals, small businesses and institutions while also running educational seminars and workshops. The firm reports an active ESG investing posture, which informs security selection and manager choices across public and alternative holdings. Its fee model combines a percentage of AUM with fixed fees, aligning revenue with asset management while allowing for flat-fee engagements for certain services. Investment activity centers on liquid, exchange-traded securities as the primary allocation choice, supplemented by mutual funds and selected third-party alternative managers. Given the client base of individuals and families and the firm’s scale, strategies appear designed to deliver diversified core equity exposure with targeted use of alternatives for income and diversification.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices