ETC Brokerage Services, LLC
Firm details
- Headquarters
- Dallas, Texas
- CRD number
- 145276
- Registered since
- March 19, 2008
- Website
- etcbrokerage.com
Firm profile
FINTRXOverview
ETC Brokerage Services, LLC is organized as a limited liability company that registered with the SEC in 2008. The firm is listed as individually owned and categorized as "Unclassified" in the available snapshot. The profile flags several negative designations — it is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The source provides no descriptive detail about the firm's advisory activities, fee structure, or typical client segments.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5Mustafa Fazel
Chief Risk and Compliance OfficerCRD 2198857
Robert Buckingham
ContractorCRD 2317506
Fabian Capdevila
Independent ContractorCRD 1689120
Contacts
3 of 34Matthew O'grady
Financial Operations DirectorCRD 6712419
Rita Grasso
BrokerCRD 4445836
Daniel Penza
DirectorCRD 5181745
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Dallas, TX
Dallas
Location
Dallas, TX
Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Dallas
- Address
- 5430 Lyndon B Johnson Fwy
- Time zone
- CT (UTC-6)
- Office locations
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