ETC BROKERAGE SERVICES, LLC
Firm details
- Headquarters
- DALLAS, Texas
- CRD number
- 145276
- Registered since
- March 19, 2008
- Website
- etcbrokerage.com
Firm profile
FINTRXOverview
ETC Brokerage Services, LLC is organized as a limited liability company and appears in regulatory records dating back to 2008. The firm is held by an individual owner and is identified in the snapshot data as "Unclassified." The profile indicates the firm does not function as a capital allocator and does not self-identify as an active ESG investor. Other snapshot flags note it is not a multi-state adviser, not newly formed, not a pension consultant, and not listed as a related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 6RICHARD WILZ
Chief Strategy OfficerCRD 4624473
Mustafa Fazel
Chief Risk and Compliance OfficerCRD 2198857
Robert Buckingham
ContractorCRD 2317506
Contacts
3 of 33MATTHEW O'GRADY
Financial Operations DirectorCRD 6712419
JEFFREY DESICH
Executive Vice ChairmanCRD 2771522
RICHARD DESICH
Co-Founder & DirectorCRD 2634014
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
DALLAS, TX
DALLAS
Location
DALLAS, TX
Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- DALLAS
- Address
- 5430 Lyndon B Johnson Fwy
- Time zone
- CT (UTC-6)
- Office locations
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