Essex LLC

RIASEC RegisteredEst. 1997

Total AUM

$649M

Discretionary

$619M

95% of AUM

Avg account

$283K

Accounts

2,294

Employees

Advisory reps

Firm details

Headquarters: Deer Park, Illinois
CRD number: 108352
Registered since: April 11, 1997
Website: www.essexllc.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI81.89%
Individuals11.59%
Pension & Profit Sharing Plans5.7%
Charitable Organizations0.83%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Essex LLC is an independent registered investment adviser organized as a limited liability company and SEC-registered since 1997. The firm is owned by an individual and serves both individual/family and institutional clients. Its advisory practice combines financial planning and portfolio management for individuals and small businesses, and the firm also lists accounting among its business activities. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Essex does not identify itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities90%
Public Funds/Mutual Funds7%
US Government Bonds2%
Cash & Cash Equivalents1%

Owners & executives

3 of 4

Robert Tutela
Chief Compliance Officer, Portfolio Manager & Financial AdvisorCRD 5899727
James Hartwell
President, Chief Financial OfficerCRD 2400781
Benjamin Cairns
Chief Operating Officer, Financial AdvisorCRD 6309323