Essex LLC

RIASEC RegisteredEst. 1997

Total AUM

$649M

Discretionary

$619M

95% of AUM

Avg account

$283K

Accounts

2,294

Employees

Advisory reps

Firm details

Headquarters: Deer Park, Illinois
CRD number: 108352
Registered since: April 11, 1997
Website: www.essexllc.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI81.89%
Individuals11.59%
Pension & Profit Sharing Plans5.7%
Charitable Organizations0.83%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Essex LLC is an independent registered investment adviser organized as a limited liability company and SEC-registered since 1997. The firm is owner-operated and serves both individual and family clients as well as institutional accounts. Its advisory services emphasize financial planning and portfolio management for individuals and small businesses; the firm also lists accounting among its business activities. Fee arrangements include percentage-of-AUM billing along with hourly and fixed-fee options. Essex is not positioned as a capital allocator, does not describe itself as an active ESG investor, and is not identified as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities90%
Public Funds/Mutual Funds7%
US Government Bonds2%
Cash & Cash Equivalents1%

Owners & executives

3 of 4

Robert Tutela
Chief Compliance Officer, Portfolio Manager & Financial AdvisorCRD 5899727
James Hartwell
President, Chief Financial OfficerCRD 2400781
Benjamin Cairns
Chief Operating Officer, Financial AdvisorCRD 6309323