ESSEX INVESTMENT MANAGEMENT COMPANY, LLC

RIASEC RegisteredEst. 1998
Total AUM
$713M
Discretionary
$713M
100% of AUM
Avg account
$6.1M
Accounts
117
Employees
13
Advisory reps
6

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
109962
Registered since
March 20, 1998
Website
www.essexinvest.com
Custodians
STATE STREET BANK AND TRUST COMPANY, J.P. MORGAN SECURITIES INC., FNZ TRUST COMPANY, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM
Client types
  • State / Municipal Government31.83%
  • HNWI18.3%
  • Investment Companies17.26%
  • Charitable Organizations11.1%
  • Individuals11%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Essex Investment Management Company, LLC is an independent registered investment adviser formed in 1998 that manages assets for both individual/family and institutional clients. The firm operates as a capital allocator, arranging external manager relationships in addition to managing portfolios directly. Fee arrangements are based on a percentage of assets under management. Advisory services explicitly include portfolio management for individuals and small businesses, investment companies, pooled vehicles, and other institutions. Essex describes itself as an active ESG investor and shows a clear tilt toward equity strategies across its managed assets.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Cash & Cash Equivalents 4%, US Government Bonds 3%93%
  • Exchange Traded Equities93%
  • Cash & Cash Equivalents4%
  • US Government Bonds3%

Owners & executives

3 of 3

  • NANCY PRIAL

    Co-CEO, Portfolio ManagerCRD 2473105

  • MICHAEL MCCARTHY

    Chief Operating Officer & Chief Compliance OfficerCRD 6134044

  • ROBERT UEK

    Co-CEO, Portfolio ManagerCRD 2887858

Contacts

3 of 3

  • JOSEPH MCNAY

    ChairmanCRD 4042143

  • SARALYN SACKS

    Senior Vice President, Portfolio ManagerCRD 2452377

  • ANNEMARIE MCMICHAEL

    Senior Vice President, Research AnalystCRD 7706059

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 4

Active vs passive

$1.2M in ETFs

Passive

100%

$1.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 2000 GROWTH ETF (IWO)BlackRockPassiveSmall Growth$693K2,20860.20%
Unlock additional holdings →

Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
125 High St
Time zone
ET (UTC-5)
Office locations

Similar firms

REDWOOD INVESTMENTS, LLC

RIA

BOSTON, MA

AUM $710MTEAM 6REPS 9

LINCOLN PEAK CAPITAL MANAGEMENT, LLC

RIA

BOSTON, MA

AUM $707MTEAM 12REPS 3

KALEIDOSCOPE CAPITAL

RIA

BOSTON, MA

AUM $706MTEAM 9REPS 2

GREAT POINT WEALTH ADVISORS, LLC

RIA

BOSTON, MA

AUM $726MTEAM 5REPS 3

BAYHAWK CAPITAL LP

RIA

BOSTON, MA

AUM $731MTEAM 12REPS 3

SIHARUM ADVISORS, LLC

RIA

BOSTON, MA

AUM $687MTEAM 9REPS 6
More RIAs in BOSTON →All Massachusetts RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth