Essex Investment Management Company, LLC

RIASEC Registered
Total AUM
$713M
Discretionary
$713M
100% of AUM
Avg account
$6.1M
Accounts
117
Employees
13
Advisory reps
6

Firm details

Headquarters
Boston, Massachusetts
CRD number
109962
Registered since
March 20, 1998
Custodians
STATE STREET BANK AND TRUST COMPANY, J.P. MORGAN SECURITIES INC., FNZ TRUST COMPANY, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM
Client types
  • State / Municipal Government31.83%
  • HNWI18.3%
  • Investment Companies17.26%
  • Charitable Organizations11.1%
  • Individuals11%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Essex Investment Management Company, LLC is an institutional registered investment adviser organized as a limited liability company. The firm is SEC-registered (first registered in 1998) and positions itself as a capital allocator serving both individual & family clients and institutional investors. Its advisory model is fee-based (percentage of AUM) and centers on discretionary portfolio management across households, pooled vehicles, investment companies and institutional accounts. Essex reports being an active ESG investor, and its activities indicate regular allocation to third-party managers in addition to direct portfolio management.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Cash & Cash Equivalents 4%, US Government Bonds 3%93%
  • Exchange Traded Equities93%
  • Cash & Cash Equivalents4%
  • US Government Bonds3%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 4

Active vs passive

$1.5M in ETFs

Passive

100%

$1.5M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 2000 GROWTH ETF (IWO)BlackRockPassiveSmall Growth$983K2,75465.79%

Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
125 High St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth