ESSEX ADVISORY

RIASEC RegisteredEst. 2021

Total AUM

$7.8M

Discretionary

$7.8M

100% of AUM

Avg account

$783K

Accounts

Employees

Advisory reps

Firm details

Headquarters: Brooklynn, New York
CRD number: 312140
Registered since: January 19, 2021
Website: www.essexsecurities.com
Custodians: RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI97.14%
Individuals2.86%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Essex Advisory is an SEC-registered limited liability company that provides financial planning and portfolio management primarily for individuals, families and small businesses. The firm offers fee arrangements by percentage of assets under management, hourly billing and fixed fees, and it also undertakes selection of other advisers and pension consulting work. Essex Advisory describes itself as a capital allocator and is not positioned as an ESG-focused manager. Its advisory scope includes comprehensive financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for institutional or business clients, and consulting around pension arrangements. The firm indicates an affiliation with a broker-dealer and reports owner types as a mix of a domestic entity and an individual.