ESPLANADE CAPITAL LLC

Exempt Reporting AdvisorFINRA MemberEst. 2022
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
CHESTNUT HILL, Massachusetts
CRD number
138096
Registered since
March 29, 2022

Firm profile

FINTRX

Overview

Esplanade Capital LLC operates as a small, fund-focused registered adviser and commodity pool operator/commodity trading adviser. The firm is set up to run pooled investment vehicles rather than to serve a broad roster of individual advisory clients. Its regulatory footprint and reported activities point to a manager that sponsors and acts as GP or managing member of private funds, with discretionary management concentrated inside those vehicles. Investment activity centers on hedge fund structures and mutual funds. The CPO/CTA designation signals an ability to trade futures, commodities and other derivatives inside its pooled vehicles, and the firm’s sponsor/GP role indicates it runs those vehicles in-house rather than acting purely as a third-party allocator. The firm is not flagged as an active ESG investor, is registered with the SEC (registration dated 2022), and is classified as an owner-operated LLC.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • SHAWN KRAVETZ

    President and Chief Investment OfficerCRD 6046879

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CHESTNUT HILL, MA

MIDDLESEX

Location

CHESTNUT HILL, MA

Headquartered in CHESTNUT HILL, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
MIDDLESEX
Address
1330 Boylston St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth