Equity Financial Management

RIASEC Registered
Total AUM
$5.1M
Discretionary
$5.1M
100% of AUM
Avg account
$425K
Accounts
12
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
318594
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI76.47%
  • Individuals23.53%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Equity Financial Management is a small, independent registered investment adviser organized as a corporation and owned by an individual. The firm serves individual and family clients (including small-business portfolios) and provides financial planning and discretionary portfolio management. Its fee model is a percentage of assets under management. The firm identifies a fixed-income orientation, does not market itself as an active ESG investor, and is not structured as a multi-state or pension consulting adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 70%, Exchange Traded Equities 20%, Cash & Cash Equivalents 10%70%
  • US Government Bonds70%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents10%

Contacts

1 of 1
  • Adrian Kowal

    Adrian Kowal

    Financial AdvisorCRD 6157008

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth