ENCAP ETF MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2023
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
HOUSTON, Texas
CRD number
325769
Registered since
March 29, 2023

Firm profile

FINTRX

Overview

Encap ETF Management, LLC is organized as a limited liability company and acts primarily as an adviser and sponsor to pooled investment vehicles. Its regulatory filings and activity profile show the firm serving as a general partner and managing member for private funds rather than operating as a traditional retail RIA. The firm’s capital deployment is concentrated in venture capital-style pooled vehicles, and the firm does not identify itself as an active ESG investor or a multi-state advisory platform. Encap ETF Management’s operating footprint centers on delivering fund-level management and sponsor responsibilities: structuring vehicles, serving as GP/manager, overseeing capital calls and distributions, and handling ongoing fund governance. The firm’s name suggests ETF-related capabilities, but the disclosed activity and fund inventory emphasize private fund management and sponsor roles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Anne Kerr

    Chief Compliance OfficerCRD 8240213

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
9651 Katy Fwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth