Empire Financial Management Company, LLC

Overview

Empire Financial Management Company, LLC is an SEC-registered advisory firm (since 2015) that serves both individual/family and institutional clients. It operates as a capital allocator and combines fee-based portfolio management with commission-based business lines. Core advisory services listed include financial planning, discretionary portfolio management for individuals and small businesses, the selection of third-party advisers, and publishing periodic investment commentary. The firm maintains relationships with other parts of the financial services ecosystem — including broker-dealer and insurance affiliates — and reports using third-party managers for certain allocations. Empire is not characterized as an active ESG investor. Its ownership structure is a mix of a domestic entity and an individual.

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