EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
Firm details
- Headquarters
- HOLMDEL, New Jersey
- CRD number
- 146097
- Registered since
- November 19, 2015
- Website
- www.empiream.com
- Custodians
- RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM, Commissions
- Client types
- HNWI91.93%
- Individuals4.39%
- Other Investment Advisers3.68%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Empire Financial Management Company, LLC is a limited liability company that has been SEC-registered since 2015 and describes itself as a capital allocator serving both individual/family and institutional clients. Its revenue model includes fees based on a percentage of assets under management and commission-based business. The firm offers financial planning, portfolio management for individuals and small businesses, manager selection services, and publishes periodicals or newsletters. It lists broker-dealer, other investment adviser, and insurance company affiliations. Empire does not identify as an active ESG investor, is not a pension consultant, and is not classified as a multi-state adviser in the source data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Non-Exchange Traded Equities15%
- Cash & Cash Equivalents10%
- Public Funds/Mutual Funds5%
Owners & executives
2 of 2LAUREN BANJANY
Chief Operating OfficerCRD 4899767
GREGG ZEOLI
CEOCRD 2620340
Contacts
3 of 8EUGENE SINGER
Financial AdvisorCRD 1540416
CHRISTOPHER VINING
Registered RepresentativeCRD 6350413
DANIEL REZHETS
Investment Advisory RepresentativeCRD 5983279
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 72Active vs passive
$112M in ETFs
45%
$50M
54%
$61.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DISTILLATE US FUNDAMENTAL STABILITY & VALUE ETF (DSTL) | Active | Large Blend | $14.9M | 256,581 | 13.27% |
Location
HOLMDEL, NJ
MONMOUTH
Location
HOLMDEL, NJ
Headquartered in HOLMDEL, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- MONMOUTH
- Address
- 101 Crawfords Corner Rd
- Time zone
- ET (UTC-5)
- Office locations
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