EMK Investment Advisors, LLC
Firm details
- Headquarters
- ,
- CRD number
- 167474
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
EMK Investment Advisors, LLC is an independent, individual-owned registered investment adviser that provides fee-based portfolio management primarily to individual and family clients and small businesses. The firm charges a percentage-of-AUM fee and focuses on direct portfolio management rather than acting as a multi-manager capital allocator. Its advisory scope is limited in geographic reach (not a multistate adviser) and the firm does not identify as an active ESG investor. The firm lists a law firm among its industry affiliations, which may inform some of its client relationships or referral channels.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Cash & Cash Equivalents25%
- Other15%
Contacts
2 of 2Edward Kaplan
Investment AdviserCRD 6182808
Marilyn Soffer
Registered Investment AdvisorCRD 6182812
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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