Emerald Investment Advisers, LLC
Firm details
- Headquarters
- Leola, Pennsylvania
- CRD number
- 338769
- Registered since
- November 17, 2025
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, FIS BROKERAGE & SECURITIES SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- Other56.73%
- Other Investment Advisers17.34%
- Pension & Profit Sharing Plans11.67%
- HNWI4.67%
- Investment Companies3.79%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Emerald Investment Advisers, LLC is an institutional registered investment adviser that began SEC registration in 2025 and serves both individual/family and institutional clients. The firm charges fees based on a percentage of assets under management and offers portfolio management across a range of client structures, including individuals and small businesses, investment companies, pooled investment vehicles, and businesses or institutions. Regulatory filings indicate Emerald is not positioned as a capital allocator and does not identify as an active ESG investor. Industry affiliations include roles as an investment adviser to other vehicles, ties to an insurance company, and sponsorship or GP/manager responsibilities for pooled funds.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities97%
- Cash & Cash Equivalents3%
Owners & executives
3 of 3
Kenneth Mertz
President & Chief Investment OfficerCRD 4358855
James Meehan
Chief Compliance OfficerCRD 2221482
David Volpe
Deputy Chief Investment OfficerCRD 6007762
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 34Active vs passive
$57.2M in ETFs
89%
$50.8M
2%
$6.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI EAFE ETF (EFA) | BlackRock | Passive | Foreign Large Blend | $16M | 154,263 | 28.02% |
Location
Leola, PA
Lancaster
Location
Leola, PA
Headquartered in Leola, PA, in the Northeast of the United States.
- Region
- Northeast
- County
- Lancaster
- Address
- 3175 Oregon Pike
- Time zone
- ET (UTC-5)
- Office locations
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