ELIOS FINANCIAL GROUP, INC.

RIASEC RegisteredEst. 2018
Total AUM
$332M
Discretionary
$317M
96% of AUM
Avg account
$312K
Accounts
1,064
Employees
2
Advisory reps
2

Firm details

Headquarters
WESTLAKE, Ohio
CRD number
119873
Registered since
August 10, 2018
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Subscription Fees, Commissions
Client types
  • HNWI81.71%
  • Individuals18.29%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Elios Financial Group, Inc. is an independent registered investment adviser owned by an individual and operating primarily for individual and family clients. The firm provides financial planning and portfolio management for individuals and small businesses, and its advisers also operate as registered representatives of a broker-dealer and as insurance brokers. Elios uses a mix of fee models (percentage of AUM, hourly, and subscription) alongside commission-based business lines. The firm reports being an active ESG investor and has been SEC-registered since 2018. It does not present itself as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 86%, Exchange Traded Equities 10%, Cash & Cash Equivalents 4%86%
  • Public Funds/Mutual Funds86%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • JAMES ELIOS

    Founder and CEOCRD 2681022

Contacts

1 of 1
  • Brandon Steinhagen

    Director of Financial PlanningCRD 5533800

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 124

Active vs passive

$263M in ETFs

Passive

68%

$180M

Active

30%

$83M

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST SMITH OPPORTUNISTIC FIXED INCOME ETF (FIXD)First TrustActiveIntermediate Core Plus Bond$20.7M471,8777.88%

Location

Primary office

WESTLAKE, OH

CUYAHOGA

Location

WESTLAKE, OH

Headquartered in WESTLAKE, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
CUYAHOGA
Address
30700 Center Ridge Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth