EFS Asset Management LLC
Firm details
- Headquarters
- Dallas, Texas
- CRD number
- 106184
- Registered since
- December 7, 1990
- Website
- www.fivekeysus.com
- Custodians
- J.P. MORGAN SECURITIES INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
EFS Asset Management LLC is a privately held investment adviser organized as an LLC and SEC-registered since 1990. The firm serves individual and family clients and runs portfolio management for individuals and small businesses, charging fees as a percentage of assets under management. EFS describes a fixed-income orientation, is not an active ESG investor, and is not registered as a multi-state adviser. Ownership is held by an individual.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- State & Local Bonds45%
- US Government Bonds20%
- Investment Grade Corp Bonds15%
- Exchange Traded Equities10%
- Other5%
Owners & executives
1 of 1
Edward Sullivan
President, Chief Investment OfficerCRD 4351128
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Dallas, TX
Dallas
Location
Dallas, TX
Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Dallas
- Address
- 2608 Hibernia St
- Time zone
- CT (UTC-6)
- Office locations
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