Eaton Financial Group
Firm details
- Headquarters
- Coral Springs, Florida
- CRD number
- 316323
- Registered since
- September 13, 2021
- Website
- www.eatonfinancialgroup.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI54.8%
- Individuals27.5%
- Corporations / Businesses16.59%
- Pension & Profit Sharing Plans0.84%
- Charitable Organizations0.28%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Eaton Financial Group is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm is individually owned and serves both high‑net‑worth individuals and institutional clients. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, and pension consulting services. Fee arrangements include a percentage of assets under management and hourly billing. The firm does not identify as an ESG-focused investor and is not set up as a capital allocator; alternatives exposure appears to come through third‑party managers rather than an internal private‑markets platform. Eaton Financial Group operates under a single-state registration profile.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds68%
- Exchange Traded Equities10%
- Cash & Cash Equivalents8%
- US Government Bonds7%
- State & Local Bonds5%
Owners & executives
1 of 1Sharon Goldberg
Chief Operating OfficerCRD 5974980
Contacts
2 of 2Jacalyn Ferreira
Investment Adviser RepresentativeCRD 1025472
Douglas Eaton
Managing PrincipalCRD 2780814
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 64Active vs passive
$268M in ETFs
45%
$122M
55%
$146M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS S&P 500 PREMIUM INCOME ETF (GPIX) | Goldman Sachs | Active | Derivative Income | $51M | 916,992 | 19.04% |
Location
Coral Springs, FL
Broward
Location
Coral Springs, FL
Headquartered in Coral Springs, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Broward
- Address
- 11555 Heron Bay Blvd
- Time zone
- ET (UTC-5)
- Office locations
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