Earls Financial
RIASEC Registered
Total AUM
$24M
Discretionary
$24M
100% of AUM
Avg account
$276K
Accounts
87
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 334284
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI52.49%
- Individuals47.51%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Earls Financial is an independent, individually owned registered investment adviser that focuses on financial planning and portfolio management for individuals and small businesses. Its client base is primarily individual and family households. The firm charges either a percentage of assets under management or fixed fees. Earls Financial reports no active ESG investment program, is not a multi-state adviser, and does not act as a capital allocator to external managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Public Funds/Mutual Funds15%
- Cash & Cash Equivalents9%
- Non-Exchange Traded Equities5%
- Other1%
Contacts
1 of 1
Benjamin Earls
CCOCRD 6892679
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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