Eagle Strategies LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 110826
- Registered since
- October 14, 1988
- Website
- www.eaglestrategies.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals53.37%
- HNWI44.16%
- Corporations / Businesses2.28%
- Charitable Organizations0.19%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Eagle Strategies LLC is an independent registered investment adviser (SEC-registered in 1988) that provides financial planning and portfolio management to individuals, families and institutional clients. The firm combines fee-based advisory work (percentage of AUM, hourly and fixed fees) with educational services and published commentary; its stated advisory activities include financial planning, portfolio management for individuals and small businesses, pension consulting, selection of other advisers, periodic publications and workshops. Industry affiliations noted in filings include broker-dealer relationships and connections with trust companies, accountants, law firms, insurance companies and sponsors of pooled and non-pooled investment vehicles. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities57%
- Public Funds/Mutual Funds28%
- Other7%
- Cash & Cash Equivalents4%
- State & Local Bonds2%
Owners & executives
3 of 30
Carey Sullivan
Co-Founder and CIOCRD 5649426
Yaya Wang
Team CEOCRD 4274702
Christy Barilotti
President/CEOCRD 4402246
Contacts
3 of 2484
Mark Weller
Financial AdvisorCRD 5643805
Dennis Dickinson
PresidentCRD 5644296
Jade Thelin
Financial AdvisorCRD 5645685
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 201Active vs passive
$1B in ETFs
82%
$858M
1%
$183M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $69.5M | 773,937 | 6.68% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 51 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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