EAGLE POINT CAPITAL LLC

RIASEC Registered
Total AUM
$23.5M
Discretionary
$23.5M
100% of AUM
Avg account
$406K
Accounts
58
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
288969
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI61.95%
  • Individuals25.6%
  • Pooled Investment Vehicles7.14%
  • Corporations / Businesses5.31%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPublication of Periodicals

Firm profile

FINTRX

Overview

Eagle Point Capital LLC is a small, privately owned investment adviser organized as a limited liability company. The firm blends discretionary portfolio management for individuals and pooled vehicles with sponsor and general partner roles for at least one pooled fund. Its client mix includes individual and family clients alongside institutional relationships, and its fee model combines a percentage-of-assets component with performance-based fees. Investment activity centers on public equities as the primary liquid exposure while supplementing those positions with illiquid alternative allocations. The firm publishes periodicals or newsletters as part of its advisory activity, and it acts in sponsor/GP capacities for private pooled vehicles, indicating active involvement in structuring and managing private funds rather than solely allocating to third-party managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Contacts

3 of 3
  • Daniel Shuart

    PrincipalCRD 7142336

  • MATTHEW FRANZ

    PresidentCRD 5951319

  • Andrew Hakim

    PrincipalCRD 7975219

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth