EAGLE FINANCIAL STRATEGIES

RIASEC RegisteredEst. 2021
Total AUM
$146M
Discretionary
$146M
100% of AUM
Avg account
$290K
Accounts
504
Employees
6
Advisory reps
3

Firm details

Headquarters
BANGOR, Maine
CRD number
138825
Registered since
February 24, 2021
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI56.28%
  • Individuals39.03%
  • Pension & Profit Sharing Plans4.17%
  • Corporations / Businesses0.52%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Eagle Financial Strategies is an independent registered investment adviser organized as a corporation and owner-operated. The firm serves individual and family clients and combines advisory services—financial planning, portfolio management for individuals and small businesses, and pension consulting—with insurance brokerage. Its billing is a mix of asset-based fees, hourly charges and fixed fees. Eagle is not positioned as a capital allocator or multi-state pension consultant and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 93%, Exchange Traded Equities 4%, Cash & Cash Equivalents 3%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%93%
  • Public Funds/Mutual Funds93%
  • Exchange Traded Equities4%
  • Cash & Cash Equivalents3%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Contacts

3 of 3
  • David Robbins

    Investment Advisor RepresentativeCRD 2593301

  • RICHARD NICKERSON

    Registered Investment AdvisorCRD 3245645

  • ANDREW NICKERSON

    Financial AdvisorCRD 6647418

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 33

Active vs passive

$141M in ETFs

Passive

88%

$125M

Active

12%

$16.4M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)State StreetPassiveLarge Growth$16.5M168,17311.65%

Location

Primary office

BANGOR, ME

PENOBSCOT

Location

BANGOR, ME

Headquartered in BANGOR, ME, in the Northeast of the United States.

Region
Northeast
County
PENOBSCOT
Address
1 Cumberland Pl
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth