E. ROGER FINANCIAL GROUP

Overview

E. Roger Financial Group operates as a small, independent registered investment adviser and insurance broker serving individual and family clients. The firm focuses on financial planning, portfolio management for individuals and small businesses, and client education through seminars and workshops. Its advisory relationships are structured largely on a non‑discretionary basis, and the firm offers multiple fee arrangements including asset‑based fees, hourly and fixed fees, and commissions tied to insurance and annuity products. Investment activity is conservative in scope: client assets are concentrated in pooled public investment vehicles rather than direct equity positions or complex alternatives. The firm is not positioned as an ESG investor, does not function as a multi‑state adviser, and does not act as a capital allocator to external alternative fund managers. Its dual role as an advisory firm and insurance broker shapes a product mix that leans toward mutual funds and annuities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices