DWT Financial

RIASEC Registered
Total AUM
$607K
Discretionary
$607K
100% of AUM
Avg account
$46.7K
Accounts
13
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
328377
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

DWT Financial is a small, independent Registered Investment Adviser structured as a limited liability company and focused on serving individual and family clients. The firm provides financial planning and discretionary portfolio management for individuals and small businesses, charging both a percentage of assets under management and hourly fees for planning work. Investment activity centers on equity exposure delivered primarily through exchange-traded vehicles; the firm is not an active ESG investor and does not operate as a multi-state advisory platform. Given the compact client base and asset base, the investment approach reads as straightforward and execution-focused: build equity-dominant portfolios using exchange-traded equities and mutual funds, with financial planning layered on a fee-for-service basis. DWT Financial does not position itself as a capital allocator to third-party private fund managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 24%, Cash & Cash Equivalents 1%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds24%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Dylan Tucker

    CEO and CCOCRD 7806562

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth